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Cintia Alexandra Kempkes

Ingalls Investment Management, LLC

New York, NY

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Current Employers
Ingalls Investment Management, Llc

1 Rockefeller Plaza 7Th Floor, New York, NY 10020 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-08-10
  • NJ RA
    APPROVED
    Since 2026-08-10

Branch Locations

1 Rockefeller Plaza 7Th Floor, New York, NY 10020

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capital Formation Group, Inc. Wellesley MA 01/2017 02/2020
Unemployed New York NY 07/2016 01/2017
Valmark Securities, Inc. 130 Springside Drive, Suite 300 OH 01/2017 02/2020
Ingalls Investment Management, Llc New York NY 08/2026 Present
  • 01/2017 → 02/2020
    Capital Formation Group, Inc.
    Wellesley, MA
  • 07/2016 → 01/2017
    Unemployed
    New York, NY
  • 01/2017 → 02/2020
    Valmark Securities, Inc.
    130 Springside Drive, Suite 300, OH
  • 08/2026 → Present
    Ingalls Investment Management, Llc
    New York, NY
Previous Registrations
  • 2018-04-11 → 2020-03-30
    Capital Formation Group, Inc.
    Wellesley, MA
    New York, NY
  • 2016-02-26 → 2016-07-29
    Usaa Financial Planning Services
    New York, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2007-07-16
  • S63 Uniform Securities Agent State Law Examination
    2007-07-16
Designations
Other Names
  • Cintia Frandes
  • Cintia Hauserman
  • Cintia Alexandra Frandes
  • Cintia Alexandra Hauserman
  • Cintia Kempkes
  • Cintia Hauserman
  • Cintia A Kempkes

View on SEC IAPD

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