Michael Thomas Peasley

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
RI	RA	APPROVED	2022-07-19

RI RA
APPROVED

Since 2022-07-19

Branch Locations

Smithfield, RI • United States

1295 State Street, Springfield, MA 01111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cco Investment Services Corp	Smithfield	RI	06/2009	07/2022
Massmutual	Springfield	MA	07/2022	Present
Mml Investors Services, Llc	Smithfield	RI	07/2022	Present

06/2009 → 07/2022

Cco Investment Services Corp

Smithfield, RI
07/2022 → Present

Massmutual

Springfield, MA
07/2022 → Present

Mml Investors Services, Llc

Smithfield, RI

Previous Registrations

2014-07-21 → 2022-07-12

Citizens Securities, Inc.

Johnston, RI

Smithfield, RI

Other Businesses

NAME: Smithfield Youth Basketball League Board of Directors INV REL: N ADD: 7 Esmond St, Smithfield, RI 02917 NATURE: BCI coordinator for Smithfield Youth Basketball League POSITION: BCI/Safety Coordinator START DATE: 06/05/2026 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: Run BCI checks on all coaches and staff

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2014-07-16
S63	Uniform Securities Agent State Law Examination	2007-03-06

S65 Uniform Investment Adviser Law Examination

2014-07-16
S63 Uniform Securities Agent State Law Examination

2007-03-06

Other Names

Michael T Peasley
Michael Thomas Peasley
Michael Peasley

View on SEC IAPD