Kevin P Hicks

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2009 → 03/2021
  Ubs Financial Services Inc
  San Francisco, CA
• 03/2021 → Present
  Morgan Stanley
  Menlo Park, CA
• 10/2023 → Present
  Morgan Stanley Private Bank, N.A
  New York, NY

Previous Registrations

• 2009-03-20 → 2021-03-23
  Ubs Financial Services Inc.
  San Francisco, CA
  San Francisco, CA
  Weehawken, NJ
  San Francisco, CA
• 2009-02-10 → 2009-03-10
  Morgan Stanley & Co. Llc
  San Francisco, CA

Other Businesses

*490844 - Trust; Investment related Yes; Novato, California; 01/2022; During business hours: 0+; After business hours: 0 *668514 - CSU Chico - Center for Excellence in Finance; Investment related: No; Chico, California; Public Schools; Board Member (proprietor, partner, officer, director, employee, trustee, agent); 12/2025; During business hours: 0; After business hours: 1; Labor or Service

Exams

• S66 Uniform Combined State Law Examination
  2008-09-29

Other Names

• Kevin Paul Hicks