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LPl Enterprise, LLC CRD 8733
$24.9B regulatory AUM 12,118 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-11-14 |
| PA | RA | APPROVED | 2024-11-14 |
Branch Locations
2700 Kelly Road Suite 100D, Warrington, PA 18976 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Alpine Brokerage | Marlton | NJ | 11/2018 | 10/2020 |
| Foresters Equity Services | San Deigo | CA | 10/2007 | 11/2018 |
| Pruco Securities Llc | Lawrence Township | PA | 10/2020 | 11/2024 |
| Prudential Insurance Company Of America | Lawrence Township | PA | 10/2020 | Present |
| Lpl Enterprise, Llc | Warrington | PA | 11/2024 | Present |
1) 09/25/2024- Foresters Financial- Commission trails from existing life insurance policies sold to customers in previous years- Non-Variable Insurance Commission Trails- INV Related- Warrington, PA- Start Date 10/15/2003- 0hrs/mth- 0hrs during trading 2) 09/25/2024- North American Company- Commissions received from past Insurance and Annuity Product sales- Non-Variable Insurance Commission Trails- INV Related- Warrington, PA- Start Date 02/15/2016- 0hrs/mth- 0hrs during trading 3) 09/25/2024- Hartford / Talcott- Commission trails received from insurance products sold in the past- Non-Variable Insurance Commission Trails- INV Related- Warrington, PA- Start Date 10/15/2011- 0hrs/mth- 0hrs during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-11-10 |
| S63 | Uniform Securities Agent State Law Examination | 2000-08-07 |
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