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Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-11-14
PA RA APPROVED 2024-11-14
  • NJ RA
    APPROVED
    Since 2024-11-14
  • PA RA
    APPROVED
    Since 2024-11-14

Branch Locations

2700 Kelly Road Suite 100D, Warrington, PA 18976 • United States

Lawrence Township, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Alpine Brokerage Marlton NJ 11/2018 10/2020
Foresters Equity Services San Deigo CA 10/2007 11/2018
Pruco Securities Llc Lawrence Township PA 10/2020 11/2024
Prudential Insurance Company Of America Lawrence Township PA 10/2020 Present
Lpl Enterprise, Llc Warrington PA 11/2024 Present
  • 11/2018 → 10/2020
    Alpine Brokerage
    Marlton, NJ
  • 10/2007 → 11/2018
    Foresters Equity Services
    San Deigo, CA
  • 10/2020 → 11/2024
    Lawrence Township, PA
  • 10/2020 → Present
    Prudential Insurance Company Of America
    Lawrence Township, PA
  • 11/2024 → Present
    Warrington, PA
Previous Registrations
  • 2020-10-30 → 2024-11-14
    Warrington, PA
    Lawrenceville, NJ
    Lawrence Township, NJ
  • 2017-11-15 → 2018-11-08
    Foresters Equity Services, Inc.
    Lawrenceville, NJ
    San Diego, CA
    Blue Bell, PA
    Hamilton Township, NJ
    Bordentown, NJ
    Marlton, NJ
Other Businesses

1) 09/25/2024- Foresters Financial- Commission trails from existing life insurance policies sold to customers in previous years- Non-Variable Insurance Commission Trails- INV Related- Warrington, PA- Start Date 10/15/2003- 0hrs/mth- 0hrs during trading 2) 09/25/2024- North American Company- Commissions received from past Insurance and Annuity Product sales- Non-Variable Insurance Commission Trails- INV Related- Warrington, PA- Start Date 02/15/2016- 0hrs/mth- 0hrs during trading 3) 09/25/2024- Hartford / Talcott- Commission trails received from insurance products sold in the past- Non-Variable Insurance Commission Trails- INV Related- Warrington, PA- Start Date 10/15/2011- 0hrs/mth- 0hrs during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-11-10
S63 Uniform Securities Agent State Law Examination 2000-08-07
  • S65 Uniform Investment Adviser Law Examination
    2017-11-10
  • S63 Uniform Securities Agent State Law Examination
    2000-08-07
Other Names
  • Abisola Badatunde Fadayomi
  • Michael Fadayomi
  • Abisola M Fadayomi
  • Abisola Fadayomi

View on SEC IAPD

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