William Bruce Dutton

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2015 → 09/2023
  Lpl
  San Diego, CA
• 03/2015 → 09/2023
  San Diego County Credit Union
  San Diego, CA
• 10/2023 → 01/2024
  Woodbury Financial Services Inc
  San Diego, CA
• 01/2024 → Present
  Osaic Wealth, Inc.
  San Diego, CA

Previous Registrations

• 2023-10-02 → 2024-01-19
  Woodbury Financial Services, Inc.
  San Diego, CA
  San Diego, CA
• 2015-03-04 → 2023-09-01
  Lpl Financial Llc
  San Diego, CA
  San Diego, CA
  San Diego, CA
  San Diego, CA
  San Diego, CA
• 2010-01-28 → 2014-06-04
  Mml Investors Services, Llc
  La Jolla, CA
• 2007-06-13 → 2009-10-23
  Northwestern Mutual Investment Services, Llc
  San Diego, CA
  San Diego, CA
  La Jolla, CA

Other Businesses

1. 03/04/2015-ROCKIN JAZZ BIG BAND/MUSICIAN/1. A 20 PIECE BIG BAND THAT PLAYS FOR WEDDINGS, CONVENTIONS, BUSINESS AND PRIVATE EVENTS. 2. BAND LEADER, MUSICIAN. 3. YES 3A. WOMEN, HR DIRECTORS, CONVENTION DESITNATION MANAGERS 4. NO 5. NO/1%/12932 QUINNEL COURT, SAN DIEGO, CA 92130 2. 03/04/2015-WILLIAM B DUTTON/BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY/1. ENTITY ESTABLISHED FOR ROCKIN JAZZ BAND 3. WILLIAM B. DUTTON 3. NO - THERE ARE NO INVESTMENT ACCOUNTS 4./12932 QUINNEL COURT, SAN DIEGO, CA 92130 4. ROCKIN JAZZ BIG BAND POSITION: Bandleader NATURE: Sole Proprietorship Rocking Jazz Big BandAKA; Rockin Jazz Bandis a musical ensemble that performs for pay when hired. Bill Dutton is also a solo musician that is hired to play in other music groups. INVESTMENT RELATED: No NUMBER OF HOURS: 24 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2012 ADDRESS: 12932 QUINNEL COURT, SAN DIEGO CA 92130, United States DESCRIPTION: Musician 5. COLLEGE FUNDING SOLUTIONS-SAN DIEGO POSITION: Regional Director NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 50 START DATE: 04/15/2024 ADDRESS: 12932 Quinnel Court, San Diego, CA 92130, SAN DIEGO CA 92130, United States DESCRIPTION: I am requesting approval for an OBA related to college education funding. For a fee, I will be assisting parents of high school students and college graduate students with filing and maximizing the financial aid for their college and/or vocational education. My services include building student resumes, assisting with college search and selection, providing award letter analysis, assist students to identify and apply for college financial assistance. Our fees generally range between $1395,00 to $2495.00

Exams

• S66 Uniform Combined State Law Examination
  2007-06-02
• S63 Uniform Securities Agent State Law Examination
  2000-06-30