Nicholas Greene Denicke

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2014 → 05/2017
  Bok Financial Securities, Inc.
  Irvine, CA
• 09/2014 → 05/2017
  Bokf, Na
  Irvine, CA
• 05/2017 → 07/2018
  280 Securities Llc.
  San Francisco, CA
• 07/2018 → Present
  Rbc Capital Markets, Llc
  San Francisco, CA

Previous Registrations

• 2014-09-02 → 2017-06-01
  Bok Financial Securities, Inc.
  Irvine, CA
  Newport Beach, CA
• 2013-08-13 → 2014-08-25
  Intl Advisory Consultants Inc.
  San Francisco, CA
• 2012-04-04 → 2013-08-02
  Piper Jaffray Investment Management, Llc
  San Francisco, CA
• 2010-11-15 → 2012-04-05
  Fiduciary Asset Management Llc
  Clayton, MO

Other Businesses

NAME OF ENTITY: Rental Property ADDRESS: 1228 North Street, Santa Rosa, CA 95404 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: investment rental property START DATE: 09.01.22 CAPACITY: it's a condo my wife and I bought, and we rent it to tenants DUTIES: Spouse and I receive monthly rent from tenants, then pay the mortgage on the rental HOURS DEVOTED PER MONTH: 0 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams

• S65 Uniform Investment Adviser Law Examination
  2010-11-12
• S63 Uniform Securities Agent State Law Examination
  2000-11-22

Other Names

• Nick Greene Denicke