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Joseph A Mcauliffe

Rubinbrown Advisors LLC

Leawood, KS

St. Louis, MO

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Current Employers
Rubinbrown Advisors Llc

7676 Forsyth Blvd. Suite 2100, St. Louis, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2025-04-02
MO RA APPROVED 2025-04-02
  • KS RA
    APPROVED
    Since 2025-04-02
  • MO RA
    APPROVED
    Since 2025-04-02

Branch Locations

4000 West 114Th Street Suite 160, Leawood, KS 66211 • United States

7676 Forsyth Blvd. Suite 2100, St. Louis, MO 63105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade, Inc. Bellevue NE 01/2007 09/2023
Charles Schwab & Co., Inc. Kansas City MO 09/2023 Present
  • 01/2007 → 09/2023
    Td Ameritrade, Inc.
    Bellevue, NE
  • 09/2023 → Present
    Charles Schwab & Co., Inc.
    Kansas City, MO
Previous Registrations
  • 2009-04-09 → 2018-03-23
    Td Ameritrade, Inc.
    Omaha, NE
    Omaha, NE
    Omaha, NE
    Omaha, NE
    Chicago, IL
    Omaha, NE
    Omaha, NE
    Omaha, NE
    Kansas City, MO
  • 2009-04-09 → 2017-05-03
    Td Ameritrade Investment Management, Llc
    Omaha, NE
    Chicago, IL
    Omaha, NE
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-04-02
S63 Uniform Securities Agent State Law Examination 2008-07-29
  • S66 Uniform Combined State Law Examination
    2009-04-02
  • S63 Uniform Securities Agent State Law Examination
    2008-07-29
Designations
Other Names
  • Joe Mcauliffe
  • Joe Mcauliffe

View on SEC IAPD

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