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Steward Partners Investment Advisory, LLC CRD 283004
$36.7B regulatory AUM 9,667 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-11-05 |
Branch Locations
400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wilmington Trust Company | Wilmington | DE | 07/2014 | 12/2016 |
| Capital One Investing, Llc | Wilmington | DE | 12/2016 | 07/2018 |
| Capital One Advisors, Llc | Wilmington | DE | 06/2018 | 07/2018 |
| Lincoln Financial Advisors | Philadelphia | PA | 08/2018 | 02/2025 |
| Osaic Wealth, Inc. | Scottsdale | AZ | 01/2025 | 04/2025 |
| Steward Partners Global Advisory, Llc | Portland | OR | 11/2025 | Present |
| Steward Partners Investment Solutions, Llc | Portland | OR | 11/2025 | Present |
| Steward Partners Investment Advisory, Llc | Portland | OR | 11/2025 | Present |
| Unemployed | Sewell | NJ | 05/2025 | 10/2025 |
Paradise Cove Tanning, 660 Woodbury Glassboro Rd., Sewell, NJ Category: Retail/Service Industry/LLC Investment-Related: Yes Title: Owner Duties: Silent Owner Start Date: 11/2005 Hours per month: 5 Hours per month during trading hours: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-05-31 |
| S63 | Uniform Securities Agent State Law Examination | 2017-07-18 |
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