Best Investors Account Sign in
Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2024-02-07
  • KS RA
    APPROVED
    Since 2024-02-07

Branch Locations

Hays, KS • United States

1015 Mckinley St, Great Bend, KS 67530 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc Hays KS 02/2015 01/2024
Efficiently Simple Llc Hays KS 01/2024 Present
Osaic Wealth Inc Great Bend KS 02/2024 Present
  • 02/2015 → 01/2024
    Ameriprise Financial Services, Inc
    Hays, KS
  • 01/2024 → Present
    Efficiently Simple Llc
    Hays, KS
  • 02/2024 → Present
    Great Bend, KS
Previous Registrations
Other Businesses

EFFICIENTLY SIMPLE LLC POSITION: Owner NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2024 ADDRESS: 4116 Kings Gate Dr, Hays KS 67601, United States DESCRIPTION: Offer Admin Servies for a few other sole props. For example monitoring email, following up on their business transactions, record keeping, tech support, setting up and maintaining office organization, mobile notary services, booking travel arrangements.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-10-22
  • S66 Uniform Combined State Law Examination
    2020-10-22
Other Names
  • Lisa A Lane
  • Lisa Ann Nemnich

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Hays, KS

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor