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Hugues Gaston Rivard

Farther

Auburndale, MA

San Francisco, CA

CRD 5282684

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Employer firm

Farther CRD 302050

$16.0B regulatory AUM 450 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Farther

345 California Street Suite 600, San Francisco, CA 94104 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2024-06-18
TX RA APPROVED 2024-06-10
  • MA RA
    APPROVED
    Since 2024-06-18
  • TX RA
    APPROVED
    Since 2024-06-10

Branch Locations

Auburndale, MA • United States

345 California Street Suite 600, San Francisco, CA 94104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Financial Life Focus, Llc Livingston NJ 01/2007 Present
Farther Finance Advisors Auburndale MA 06/2024 Present
  • 01/2007 → Present
    Financial Life Focus, Llc
    Livingston, NJ
  • 06/2024 → Present
    Farther Finance Advisors
    Auburndale, MA
Previous Registrations
  • 2010-06-30 → 2024-08-07
    Financial Life Focus, Llc
    Philadelphia, PA
    Auburndale, MA
  • 2007-03-20 → 2010-06-30
    Securian Financial Services, Inc.
    Livingston, NJ
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2007-11-30
S65 Uniform Investment Adviser Law Examination 2001-06-12
  • S63 Uniform Securities Agent State Law Examination
    2007-11-30
  • S65 Uniform Investment Adviser Law Examination
    2001-06-12
Designations
  • Certified Financial Planner
Other Names
  • Hugues Rivard

View on SEC IAPD

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