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200 Spring Street Suite 120, Herndon, VA 20170 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2016-06-22 |
Branch Locations
200 Spring Street Suite 120, Herndon, VA 20170 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Herndon | VA | 08/2015 | Present |
| Northwest Financial Group Llc | Herndon | VA | 03/2016 | Present |
| Northwest Financial Advisors Llc | Herndon | VA | 03/2016 | Present |
1. 3/30/2016 - Northwest Financial Advisors LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - START 03/14/2016 * 138 Hours Per Month During Securities Trading. 2. 11/5/2019 - Northwest Financial Advisors, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 3. 1/2/2020 - Northwest Financial Group LLC - Investment Related - At Reported Business Location(s) - other-referring broker-dealer - Chief Compliance Officer - Start Date: 3/17/2016.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-05-21 |
| S63 | Uniform Securities Agent State Law Examination | 2016-05-27 |
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