Philip Campbell Smith

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2017 → 09/2017
  Unemployed
  Tampa, FL
• 11/2014 → 03/2017
  Usaa Group
  Tampa, FL
• 09/2017 → 11/2017
  Northwestern Mutual Investment Services Llc
  Tampa, FL
• 10/2017 → 03/2022
  Raymond James & Associates, Inc.
  St. Petersburg, FL
• 04/2022 → Present
  Charles Schwab & Co., Inc.
  Lone Tree, CO
• 04/2022 → Present
  Charles Schwab Bank, Ssb
  Lone Tree, CO

Previous Registrations

• 2018-04-30 → 2022-04-08
  Raymond James & Associates, Inc.
  St. Petersburg, FL
  Englewood, CO
  St. Petersburg, FL

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-04-23
• S63 Uniform Securities Agent State Law Examination
  2008-10-08

Other Names

• Philip C. Smith
• Phil Smith
• Philip Smith
• Philip C Smith