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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2018-06-20
  • GA RA
    APPROVED
    Since 2018-06-20

Branch Locations

7393 Hodgson Memorial Dr. Ste 100, Savannah, GA 31406 • United States

735 East Winthrope Avenue, Millen, GA 30442 • United States

301 Mims Road, Sylvania, GA 30467 • United States

322 E Broughton St, Savannah, GA 31401-3404 • United States

597 S Columbia Ave, Rincon, GA 31326-9093 • United States

216 Us Highway 80 W, Savannah, GA 31408-3114 • United States

1559 Pooler Parkway, Suite 100, Pooler,, GA 31322 • United States

110 W Screven Way, Hinesville,, GA 31313 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade Savannah GA 10/2014 02/2018
Td Ameritrade, Inc. Savannah GA 02/2018 05/2018
Td Ameritrade Investment Management, Llc Omaha NE 02/2018 05/2018
Queensborough National Bank & Trust Savannah GA 06/2018 Present
Lpl Financial Llc Savannah GA 06/2018 Present
  • 10/2014 → 02/2018
    Scottrade
    Savannah, GA
  • 02/2018 → 05/2018
    Td Ameritrade, Inc.
    Savannah, GA
  • 02/2018 → 05/2018
    Td Ameritrade Investment Management, Llc
    Omaha, NE
  • 06/2018 → Present
    Queensborough National Bank & Trust
    Savannah, GA
  • 06/2018 → Present
    Savannah, GA
Previous Registrations
  • 2018-02-28 → 2018-06-08
    Td Ameritrade, Inc.
    Savannah, GA
  • 2018-02-26 → 2018-06-08
    Td Ameritrade Investment Management, Llc
    Omaha, NE
  • 2016-09-15 → 2018-02-26
    Scottrade Investment Management
    Saint Louis, MO
  • 2013-07-03 → 2014-10-24
    Savannah, GA
    Savannah, GA
    Atlanta, GA
Other Businesses

1) 06/07/2018 - Queensborough Investments - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-07-03
  • S66 Uniform Combined State Law Examination
    2013-07-03
Other Names
  • Nick Buchanan

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