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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2026-04-20
TX RA APPROVED 2026-04-20
  • MN RA
    APPROVED
    Since 2026-04-20
  • TX RA
    APPROVED
    Since 2026-04-20

Branch Locations

104 Main Ave N, Bagley, MN 56621 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sundquist & Associates Clearbrook MN 12/2007 10/2017
Investment Centers Of America Bagley MN 10/2013 10/2017
Commonwealth Financial Network San Diego CA 10/2017 04/2026
Invest Forward Bagley MN 10/2017 01/2026
Red Letter Financial Group, Inc. Bagley MN 11/2025 Present
Cambridge Investment Research, Inc. Fairfield IA 04/2026 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 04/2026 Present
  • 12/2007 → 10/2017
    Sundquist & Associates
    Clearbrook, MN
  • 10/2013 → 10/2017
    Investment Centers Of America
    Bagley, MN
  • 10/2017 → 04/2026
    San Diego, CA
  • 10/2017 → 01/2026
    Invest Forward
    Bagley, MN
  • 11/2025 → Present
    Red Letter Financial Group, Inc.
    Bagley, MN
  • 04/2026 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 04/2026 → Present
    Fairfield, IA
Previous Registrations
  • 2017-10-06 → 2026-04-20
    Bemidji, MN
    Bagley, MN
  • 2015-08-13 → 2017-10-06
    Investment Centers Of America, Inc.
    Bagley, MN
Other Businesses

1. NOTARY, 104 Main Avenue North, PO Box 699, Bagley MN 56621, United States, 01/31/2026, Notary Public, Notary, NIR, 3 HR/MO - 3 HR/MO TRADING 2. OPES ONE ADVISORS, 104 Main Avenue North, PO Box 699, Bagley MN 56621, United States, 01/02/2026, Agent, Insurance/Benefits/Human Resources, NIR, 20 HR/MO - 20 HR/MO TRADING 3. WAYPOINT FOOD & FUEL PROPERTIES, LLC, 4895 Jones Townhall Road NW, Solway MN 56678, United States, 11/25/2025, Treasurer, Real Estate, NIR, 12 HR/MO - 2 HR/MO TRADING 4. WAYPOINT FOOD & FUEL, INC., 4895 Jones Townhall Road NW, Solway MN 56678, United States, 11/25/2025, Treasurer, Retail Sales/Distribution, NIR, 50 HR/MO - 20 HR/MO TRADING 5. RED LETTER FINANCIAL GROUP, INC., 104 Main Avenue North, PO Box 699, Bagley MN 56621, United States, 11/25/2025, Treasurer, DBA Name, NIR, 160 HR/MO - 120 HR/MO TRADING 6. CIRA, 1776 Pleasant Plain Road, Fairfield, IA 52556, 04/2026, Investment Advisor Representative, CIRA Affiliation, INV REL, 160 HR/MO, 120 HR/MO TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-04-21
S63 Uniform Securities Agent State Law Examination 2012-11-02
  • S65 Uniform Investment Adviser Law Examination
    2015-04-21
  • S63 Uniform Securities Agent State Law Examination
    2012-11-02
Designations
Other Names
  • Aj Cloose

View on SEC IAPD

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