Best Investors Account Sign in

Christopher Aaron Miller

Mml Investors Services, LLC

Rochester, NY

CRD 5281876

Claim This Profile
Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-11-09
NY RA APPROVED 2021-12-07
  • TX RA
    APPROVED
    Since 2022-11-09
  • NY RA
    APPROVED
    Since 2021-12-07

Branch Locations

400 Meridian Centre Suite 315, Rochester, NY 14618 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc Rochester NY 03/2017 Present
Massmutual Life Insurance Co Rochester NY 11/2019 Present
Metlife Securities Rochester NY 11/2010 03/2017
Massmutual Life Insurance Co Rochester NY 03/2017 11/2019
  • 03/2017 → Present
    Rochester, NY
  • 11/2019 → Present
    Massmutual Life Insurance Co
    Rochester, NY
  • 11/2010 → 03/2017
    Metlife Securities
    Rochester, NY
  • 03/2017 → 11/2019
    Massmutual Life Insurance Co
    Rochester, NY
Other Businesses

(1)SELLING ITEMS ON EBAY. -FROM RESIDENTIAL ADDRESS- 1 HOUR SECURITIES - 2 HOURS NON SECURITIES - SINCE 2/2014- (2)NAME: KRUEGER FINANCIAL GROUP, LLC, INV REL:Y ADDR: 400 MERIDIAN CENTRE, SUITE 315, ROCHESTER NY 14618, NATURE: FINANCIAL SERVICES, POSITION:FINANCIAL ADVISOR, START: 1/1/2023, NO HR/MO:216, NO HR/MO DUR TRADING:ALL, DUTIES: MEET WITH CLIENTS REGULARLY TO DISCUSS THEIR PERSONL FINANCES AND ASSIST THEM THROUGH RETIREMENT.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-12-07
S63 Uniform Securities Agent State Law Examination 2020-01-15
  • S66 Uniform Combined State Law Examination
    2021-12-07
  • S63 Uniform Securities Agent State Law Examination
    2020-01-15
Other Names
  • Chris Aaron Miller

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Rochester, NY

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor