James Paul Wertz

Current Employers

Employment History

• 06/2006 → 12/2024
  Assurity Life
  Glendale, CO
• 06/2012 → 04/2019
  Cambridge Investment Research, Inc
  Fairfield, IA
• 04/2019 → 12/2024
  Independent Financial Group
  Windsor, CO
• 12/2024 → Present
  Lpl Financial Llc
  Fort Collins, CO

Previous Registrations

• 2019-05-31 → 2024-12-12
  Independent Financial Group, Llc
  Windsor, CO
  San Diego, CA
  Windsor, CO
  Arvada, CO
• 2012-06-01 → 2019-06-10
  Cambridge Investment Research Advisors, Inc.
  Fort Collins, CO
  North Glenn, CO
  Arvada, CO
• 2010-05-12 → 2012-06-05
  Equitable Advisors, Llc
  Fort Collins, CO
  Greenwood Village, CO
• 2009-08-03 → 2010-04-30
  Evolve Investment Advisors
  Austin, TX
• 2009-07-30 → 2009-08-03
  Evolve Securities, Inc.
  Johnstown, CO
  Dallas, TX
• 2008-07-03 → 2009-07-14
  Jolliffe Capital, Inc.
  Glendale, CO
• 2007-08-10 → 2008-07-02
  Qa3 Financial Llc
  Fort Collins, CA
  Omaha, NE

Other Businesses

1 - 11/2024 - Collindale Golf Club - Outside/W-2 Employment - Not Inv Related - 5 Hours/Month - CO 80525 - OBA Start Date: 01/01/2020. 2 - 11/2024 - Kahler Outdoors - Outside/W-2 Employment - Not Inv Related - 10 Hours/Month - CO 80615 - OBA Start Date: 09/27/2021. 3 - 11/2024 - Evergreen Wealth Collaborative - Business Entity For Tax/Investment Purposes Only - 3 Hours/Month - OBA Start Date: 05/30/2019. 4 - 11/2024 - Vision Wealth Advisors - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hours/Month - 8 Hours During Trading - At reported business location(s). 5 - 11/2024 - Gladstone Wealth Partners - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hours/Month - 8 Hours During Trading - At reported business location(s).

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-07-24
• S63 Uniform Securities Agent State Law Examination
  2007-02-14

Other Names

• J.P. Wertz