Craig Robert Buckley

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1987 → 03/2021
  Aerojet Rocketdyne
  Canoga Park, CA
• 01/2012 → 08/2017
  Financial West Group
  Westlake Village, CA
• 08/2017 → 06/2025
  Western International Securities, Inc.
  Pasadena, CA
• 06/2025 → Present
  Lpl Financial Llc
  Westlake Village, CA

Previous Registrations

• 2017-08-21 → 2025-06-05
  Western International Securities, Inc.
  Westlake Village, CA
  Charlo, MT
  Northridge, CA
• 2012-04-30 → 2017-08-21
  Financial West Group
  Ventura, CA
  Northridge, CA

Other Businesses

1. 06/05/2025-Craig Buckley- Tax Prep/Accounting/CPA- INV Related- At Reported Business Location(s)- Start date 01/01/2024- 20 Hours Per Month- 20 Hours During Trading 2. 06/05/2025-Craig Buckley-Real Estate Rental- At Arlington, Texas / Fort Worth, Texas- Start date 07/06/2006- 4 Hours Per Month

Exams

• S66 Uniform Combined State Law Examination
  2012-04-28
• S63 Uniform Securities Agent State Law Examination
  2007-02-15