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Current Employers
Concorde Asset Management, Llc

3909 Research Park Drive Suite 200, Ann Arbor, MI 48108 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2025-10-22
GA RA APPROVED 2025-01-15
MA RA APPROVED 2025-01-02
WA RA APPROVED 2024-06-26
CA RA APPROVED 2014-06-05
  • AL RA
    APPROVED
    Since 2025-10-22
  • GA RA
    APPROVED
    Since 2025-01-15
  • MA RA
    APPROVED
    Since 2025-01-02
  • WA RA
    APPROVED
    Since 2024-06-26
  • CA RA
    APPROVED
    Since 2014-06-05

Branch Locations

3909 Research Park Drive Suite 200, Ann Arbor, MI 48108 • United States

44 Montgomery Street Suite 1610, San Francisco, CA 94101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Concorde Investment Services Ann Arbor MI 12/2011 Present
Concorde Asset Management, Llc Ann Arbor MI 06/2014 Present
Other Businesses

1))CALSTRA Car Wash, Non Investment related,106 Diablo View Dr, Orinda CA 94563, Full Service Car Wash & Quick Lube, President, oversee general manager in management & day to day operations of the business, Start date 07/12/2013, 11-20 Hours/mnth during non trading hours, 1-5 hours/month during trading hours. 2) Intersection, Investment related, San Diego CA, Senior Director, Real Estate Consulting Services, Start 05/2011; 1-5 hours/month during trading hours. 3) Concorde Asset Management LLC, Investment related, San Francisco, CA. Investment Advisor Representative, provide Investment advice to clients, Start Date 03/30/2020. 1-5 hours/month during non trading hours, 1-5 hours during trading hours. 4) SEQUENT - Real Estate Wealth Management (REWM). Investment related. San Francisco, CA. Start date: July 2020. Owner and Director. DBA for securities and real estate related activities. Production and management of alternative securities sales business. Purchase potential referral leads from outside parties or companies. 1-5 hours/month during trading hours. 5) Antwerp 247, Investment related, 2630 Aartselaar, Antwerpsesteenweg 124/93, Owner/ Property Management, Real Estate Assets, Start date 11/01/2023, 1-5 hours/month during non trading hours, 1-5 hours/month during trading hours. 6) E2C ESA Assets 2 LLC, non-investment related. Bonita Springs, FL. Manager, owning energy storage assets and micro grid for the energy industry. Start date: 12/31/2024. 6-10 hours/month during non trading hours, 1-5 hours/month during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-05-30
S63 Uniform Securities Agent State Law Examination 2007-03-08
  • S66 Uniform Combined State Law Examination
    2014-05-30
  • S63 Uniform Securities Agent State Law Examination
    2007-03-08

View on SEC IAPD

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