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3909 Research Park Drive Suite 200, Ann Arbor, MI 48108 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2025-10-22 |
| GA | RA | APPROVED | 2025-01-15 |
| MA | RA | APPROVED | 2025-01-02 |
| WA | RA | APPROVED | 2024-06-26 |
| CA | RA | APPROVED | 2014-06-05 |
Branch Locations
3909 Research Park Drive Suite 200, Ann Arbor, MI 48108 • United States
44 Montgomery Street Suite 1610, San Francisco, CA 94101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Concorde Investment Services | Ann Arbor | MI | 12/2011 | Present |
| Concorde Asset Management, Llc | Ann Arbor | MI | 06/2014 | Present |
1))CALSTRA Car Wash, Non Investment related,106 Diablo View Dr, Orinda CA 94563, Full Service Car Wash & Quick Lube, President, oversee general manager in management & day to day operations of the business, Start date 07/12/2013, 11-20 Hours/mnth during non trading hours, 1-5 hours/month during trading hours. 2) Intersection, Investment related, San Diego CA, Senior Director, Real Estate Consulting Services, Start 05/2011; 1-5 hours/month during trading hours. 3) Concorde Asset Management LLC, Investment related, San Francisco, CA. Investment Advisor Representative, provide Investment advice to clients, Start Date 03/30/2020. 1-5 hours/month during non trading hours, 1-5 hours during trading hours. 4) SEQUENT - Real Estate Wealth Management (REWM). Investment related. San Francisco, CA. Start date: July 2020. Owner and Director. DBA for securities and real estate related activities. Production and management of alternative securities sales business. Purchase potential referral leads from outside parties or companies. 1-5 hours/month during trading hours. 5) Antwerp 247, Investment related, 2630 Aartselaar, Antwerpsesteenweg 124/93, Owner/ Property Management, Real Estate Assets, Start date 11/01/2023, 1-5 hours/month during non trading hours, 1-5 hours/month during trading hours. 6) E2C ESA Assets 2 LLC, non-investment related. Bonita Springs, FL. Manager, owning energy storage assets and micro grid for the energy industry. Start date: 12/31/2024. 6-10 hours/month during non trading hours, 1-5 hours/month during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-05-30 |
| S63 | Uniform Securities Agent State Law Examination | 2007-03-08 |
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