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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2023-06-29
  • WA RA
    APPROVED
    Since 2023-06-29

Branch Locations

4706 C 20Th St E, Fife, WA 98424 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fullaway Lamphear & Sauve Fife WA 01/2006 01/2023
Fls Insurance Group Llc Tacoma WA 07/2011 Present
Pilkey Hopping & Ekberg, Inc. Tacoma WA 11/2012 Present
Voya Financial Advisors Fife WA 09/2014 06/2021
Cetera Wealth Services, Llc El Segundo CA 06/2021 Present
Fullaway Lamphear & Suave Pllc, Dba Fls Accounting Fife WA 01/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 01/2006 → 01/2023
    Fullaway Lamphear & Sauve
    Fife, WA
  • 07/2011 → Present
    Fls Insurance Group Llc
    Tacoma, WA
  • 11/2012 → Present
    Pilkey Hopping & Ekberg, Inc.
    Tacoma, WA
  • 09/2014 → 06/2021
    Voya Financial Advisors
    Fife, WA
  • 06/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 01/2023 → Present
    Fullaway Lamphear & Suave Pllc, Dba Fls Accounting
    Fife, WA
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2009-08-26 → 2021-06-09
    Clackamas, OR
    Fife, WA
    Washougal, WA
    Windsor, CT
  • 2007-06-07 → 2008-06-30
    1St Global Advisors Inc
    Fife, WA
Other Businesses

1) NAME OF OTHER BUSINESS: FULLAWAY LAMPHEAR & SUAVE PLLC, DBA FLS ACCOUNTING INVESTMENT RELATED: NO; ADDRESS: 4301 A INDUSTRY DR E FIFE, WA 98424; NATURE OF BUSINESS: ACCOUNTING; START DATE: 01/2023; POSITION/TITLE/RELATIONSHIP: PARTNER/CPA; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: ACCOUNTING SERVICES; 2) NAME OF OTHER BUSINESS: FLS FINANCIAL GROUP LLC ; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 1/2023; POSITION/TITLE/RELATIONSHIP: MEMBER; APX NUMBER OF HOURS PER WEEK 0:; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: PROFESSIONAL PARTNER; 3)NAME OF OTHER BUSINESS: FLS INSURANCE GROUP LLC ; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: INSURANCE DBA; START DATE: 1/2023; POSITION/TITLE/RELATIONSHIP: MEMBER; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 10; BRIEF DESCRIPTION OF DUTIES: DBA FOR FIXED INSURANCE BUSINESS; 4)NAME OF OTHER BUSINESS: FLS HOLDING GROUP LLC ; INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: DBA; START DATE: 1/2023; POSITION/TITLE/RELATIONSHIP: MANAGING MEMBER; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 5; BRIEF DESCRIPTION OF DUTIES: MANAGING MEMBER ALONG WITH OTHER CPA'S IN OFFICE; 5)NAME OF OTHER BUSINESS: GERVAIS FAMILY INVESTMENT LLC ; INVESTMENT RELATED: YES ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: INVESTMENT IN REAL ESTATE; START DATE: 1/2023; POSITION/TITLE/RELATIONSHIP: MANAGING MEMBER; APX NUMBER OF HOURS PER WEEK: 20; APX NUMBER OF HOURS DURING TRADING HOURS: 20; BRIEF DESCRIPTION OF DUTIES: MANAGING MEMBER ; 6) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 3/2023 APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, DISABILITY, FIXED ANNUITIES AND LONG-TERM CARE; 7)NAME OF ENTITY:GSG Rentals LLC; No; 1607 112th Ave E; Edgewood; WA; 98372; Residential Rental Property; Managing Member; 11/1/2020; 2; 0; Managing Member|

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-06-01
  • S66 Uniform Combined State Law Examination
    2007-06-01
Other Names
  • Kari Jean Soli

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