Michael Andrew Clayton

Employer firm

Hornor, Townsend & Kent, LLC CRD 4031

$9.01B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Hornor, Townsend & Kent, Llc

161 Washington Street, Conshohocken, PA 19428 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2016-12-02

OH RA
APPROVED

Since 2016-12-02

Branch Locations

Akron, OH • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Hornor Townsend & Kent Inc	Horsham	PA	06/2014	Present
Penn Mutual Life Insurance Co	Horsham	PA	03/2014	Present

06/2014 → Present

Hornor Townsend & Kent Inc

Horsham, PA
03/2014 → Present

Penn Mutual Life Insurance Co

Horsham, PA

Other Businesses

1) INSURANCE BROKERAGE | Investment Related: Yes | DBA Name: CLAYTON & ASSOCIATES | Position Held: Agent | Address: 90 WALLHAVEN DR AKRON, OH 44313, United States | Start Date: 12/2006 | Nature of Activity: Life Insurance Brokerage | Approx Hrs Per Mth: Over 140 Hrs | Approx Trading Hrs Per Mth: Over 140 Hrs | Description of Duties: INSURANCE SALES AND SERVICE FOR MULTIPLE CARRIERS INCLUDING PENN MUTUAL LIFE INSURANCE COMPANY. 2) INSURANCE BROKERAGE | Investment Related: Yes | DBA Name: SIMPLIFIED PENSION SOLUTIONS | Position Held: Partner | Address: 90 WALLHAVEN DR STE 100, AKRON OH 44313 | Start Date: 09/15/2014 | Nature of Activity: Other | Approx Hrs Per Mth: 10-25 Hrs | Approx Trading Hrs Per Mth: 10-25 Hrs | Description of Duties: HELPING EDUCATE INDIVIDUALS ABOUT RETIREMENT OPTIONS. SALES AND SERVICE OF INSURANCE PRODUCTS FOR MULTIPLE CARRIERS INCLUDING THE PENN MUTUAL LIFE INSURANCE COMPANY. 3) CLAY/BRO LLC /SUMMIT RELEAF/MEDICAL OFFICE SPECIALIZING IN ALTERNATIVES TO OPIOID PAIN MANAGEMENT. |INVESTMENT RELATED: NO | DBA NAME: | POSITION HELD: PRESIDENT CLAYBRO LLC | ADDRESS: 1129 RIVER WOODS DR., HINCKLEY OH 44233 | START DATE: 1/1/2019 | NATURE OF ACTIVITY: SERVICE INDUSTRY | APPROX HRS PER MTH: 26-40 HRS | APPROX TRADING HRS PER MTH: 10-25 HRS | DESCRIPTION OF DUTIES: MY DUTIES WILL BE TO COORDINATE DOCTOR SCHEDULES, TROUBLESHOOT ANY NON DAY TO DAY PROBLEMS THAT MAY ARISE AND HELP RETRIEVE PATIENT DATA WHERE STAFF HAS OVERFLOW.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-06-15

S66 Uniform Combined State Law Examination

2016-06-15

Other Names

Michael A Clayton

View on SEC IAPD