Best Investors Account Sign in
Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-02-09
FL RA APPROVED 2011-09-02
  • TX RA
    APPROVED_RES
    Since 2017-02-09
  • FL RA
    APPROVED
    Since 2011-09-02

Branch Locations

2 North Tamiami Trail 1200, Sarasota, FL 34236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird Sarasota FL 07/2011 Present
  • 07/2011 → Present
    Robert W. Baird
    Sarasota, FL
Previous Registrations
Other Businesses

Long View Society Sarasota FL 34236 Luncheon/social group, non-investment related Treasurer start 8/5/18 6 hours/month, all during market hours Responsibilities are to collect member dues checks (made out to LongView), deposit into bank, provide updates to Treasurer for audits and write the check to pay for annual Christmas party.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-03-22
  • S66 Uniform Combined State Law Examination
    2007-03-22

View on SEC IAPD

More in Sarasota, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor