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Northwestern Mutual Investment Services, LLC CRD 2881
1 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2025-01-01 |
Branch Locations
720 E Wisconsin Ave, Milwaukee, WI 53202 • United States
Indianapolis, IN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services, Inc. | Indianapolis | IN | 11/2013 | 06/2021 |
| David Kiecker | Indianapolis | IN | 10/2013 | 06/2021 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 06/2021 | Present |
| Northwestern Mutual Investment Services Llc | Milwaukee | WI | 06/2021 | Present |
1. 100% OWNERSHIP, AUNTIE CARM'S, 7612 LARA LEE DRIVE, INDIANAPOLIS, INDIANA, 46239, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 07/28/2020, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, MAKE & SELL HANDMADE GOODS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-01-30 |
| S63 | Uniform Securities Agent State Law Examination | 2007-05-12 |
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