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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2010-06-18
  • PA RA
    APPROVED
    Since 2010-06-18

Branch Locations

214 Senate Ave, Camp Hill, PA 17011 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Camp Hill PA 09/2005 Present
Bank Of America, Na Camphill PA 12/2009 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-12-02
S63 Uniform Securities Agent State Law Examination 2000-07-27
  • S65 Uniform Investment Adviser Law Examination
    2002-12-02
  • S63 Uniform Securities Agent State Law Examination
    2000-07-27
Other Names
  • David M Saurman

View on SEC IAPD

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