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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-03-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa-Cref Individual & Institutional Services, Llc | Charlotte | NC | 03/2012 | 11/2020 |
| Tiaa | Charlotte | NC | 03/2012 | 11/2020 |
| Fidelity Investments | Greenwood Village | CO | 07/2022 | Present |
| Unemployed | Huntersville | NC | 12/2020 | 06/2022 |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-12-04 |
| S63 | Uniform Securities Agent State Law Examination | 2010-07-01 |
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