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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-02-02 |
| CT | RA | APPROVED | 2023-02-01 |
Branch Locations
360 Kingsley Park Drive Suite 100, Fort Mill, SC 29715 • United States
Rocky Hill, CT • United States
360 Kingsley Park Dr Ste 100, Fort Mill, SC 29715 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Planning Corporation | South Windsor | CT | 05/2011 | 10/2017 |
| Securities America, Inc. | South Windsor | CT | 10/2017 | 02/2023 |
| Securities America Advisors | South Windsor | CT | 10/2017 | 02/2023 |
| Lpl Financial Llc | South Windsor | CT | 02/2023 | Present |
1) 01/24/2023 - Kristin Hill - Notary - Rocky Hill, CT 06067 - Investment related - 1 hour per month - Start date: 02/01/2023. 2) 3/7/2023 - KM Hill, LLC - Not Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Start Date - 03/01/2023 - 120 Hours Per Month/120 Hours During Securities Trading 3) 04/10/2024 - Sockeytome - Other - Podcast (Not Securities Related) - Co-Owner - Not Investment Related - Plantsville, CT - Start Date 03/01/2024 - 10 Hours per Month/ 0 During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-08-24 |
| S63 | Uniform Securities Agent State Law Examination | 2008-05-08 |
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