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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2018-08-20 |
| TX | RA | APPROVED_RES | 2018-08-20 |
Branch Locations
5655 Geary Boulevard, San Francisco, CA 94121 • United States
558 Presidio Blvd, San Francisco, CA 94129 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc | Berkeley | CA | 07/2013 | 07/2018 |
| Charles Schwab Bank | Berkeley | CA | 07/2013 | 08/2018 |
| J.P. Morgan Securities Llc | San Francisco | CA | 08/2018 | Present |
| Jpmorgan Chase Bank, N.A. | San Francisco | CA | 08/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-07-30 |
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