Craig Stephen Ketcham

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2011 → Present
  Lpl Financial Llc
  Colorado Springs, CO

Previous Registrations

• 2007-04-16 → 2011-12-07
  Edward Jones
  St Louis, MO
  Colorado Springs, CO
  Colorado Springs, CO

Other Businesses

1. 12/7/2011 - COLORADO FINANCIAL PARTNERS, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 6/8/2014 - Ketcham Investments, Inc. - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 06/01/2014 - 1 Hours Per Month/0 Hours During Securities Trading. 3. 9/10/2014 - EXECUTIVE WEALTH STRATEGIES - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - Start 10/01/2014 - 160 Hours Per Month/140 Hours During Securities Trading. 4. 5/23/2018 - UTE MOUNTAIN ARMORY - Not Investment Related - 110 NORTH CORALINE STWOODLAND PARK, CO 80863 - Other-Business Owner - Start Date:05/01/2018 - 80 Hour(s) Per Month/0 Hour(s) During Trading - Owner - UTE MOUNTAIN ARMORY. 5. 7/21/2021 - INVETMENT CENTER LOCATED AT CERDIT UNION OF COLORADO - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 06/03/2019 - 160 Hours Per Month During Securities Trading.

Exams

• S66 Uniform Combined State Law Examination
  2007-03-22

Other Names

• Craig Ketcham