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Current Employers
Xml Financial Group

6901 Rockledge Drive Suite 730, Bethesda, MD 20817 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2021-09-01
TX RA APPROVED 2021-09-01
  • MD RA
    APPROVED
    Since 2021-09-01
  • TX RA
    APPROVED
    Since 2021-09-01

Branch Locations

6901 Rockledge Drive Suite 730, Bethesda, MD 20817 • United States

Monrovia, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network, Llc Bethesda MD 04/2008 09/2021
Xml Financial Group Bethesda MD 09/2021 Present
Xml Securities, Llc Bethesda MD 09/2021 Present
Previous Registrations
Other Businesses

STEPHEN CLAGETT SOLE PROPRIETOR, NOT INV RELATED, MONROVIA, MD, 100% OWNERSHIP, START 4/1/2019, 2 HOURS PER MONTH, ZERO DURING TRADING, IMPORT AND RESALE OF WHOLESALE OFF ROAD GEAR AND APPAREL.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-02-26
  • S66 Uniform Combined State Law Examination
    2019-02-26
Other Names
  • Stephen Adam Fritz-Clagett
  • Stephen Fritz-Clagett
  • Stephen Adam Fritz-Clagett

View on SEC IAPD

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