Riley Sorenson

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-07-07
UT	RA	APPROVED	2023-05-25

TX RA
APPROVED_RES

Since 2023-07-07
UT RA
APPROVED

Since 2023-05-25

Branch Locations

Price, UT • United States

680 West 10000 South, South Jordan, UT 84095 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
E*Trade Securities Llc	Sandy	UT	01/2007	03/2017
Unemployed	Salt Lake City	UT	03/2017	11/2017
Morgan Stanley	South Jordan	UT	11/2017	Present
Morgan Stanley & Co., Llc	South Jordan	UT	11/2017	01/2020
E*Trade Securities Llc	South Jordan	UT	05/2021	Present

01/2007 → 03/2017

E*Trade Securities Llc

Sandy, UT
03/2017 → 11/2017

Unemployed

Salt Lake City, UT
11/2017 → Present

Morgan Stanley

South Jordan, UT
11/2017 → 01/2020

Morgan Stanley & Co., Llc

South Jordan, UT
05/2021 → Present

E*Trade Securities Llc

South Jordan, UT

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-05-24
S63	Uniform Securities Agent State Law Examination	2007-03-08

S66 Uniform Combined State Law Examination

2023-05-24
S63 Uniform Securities Agent State Law Examination

2007-03-08

Other Names

Riley Guy Sorenson