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181 West Madison Street 36Th Floor, Chicago, IL 60602 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2026-06-03 |
| MS | RA | APPROVED | 2026-05-19 |
| TX | RA | APPROVED | 2024-05-09 |
Branch Locations
2121 N Pearl Street, Ste 1230, Dallas, TX 75252 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northern Trust | Dallas | TX | 02/2016 | 01/2019 |
| United Capital Financial Advisers, Llc | Newport Beach | CA | 01/2019 | 04/2024 |
| Cibc Private Wealth | Dallas | TX | 04/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-09-17 |
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