Kevin Peter Roche

Employer firm

Farther CRD 302050

$16.0B regulatory AUM 450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2016 → 07/2017
  Wrapmanager, Inc.
  San Francisco, CA
• 08/2018 → 09/2018
  Pruco Securities, Llc
  San Francisco, CA
• 01/2018 → 09/2018
  24 Hour Fitness Inc.
  San Francisco, CA
• 08/2017 → 12/2017
  Unemployed
  San Francisco, CA
• 10/2018 → 02/2024
  Tiaa
  San Francisco, CA
• 10/2018 → 02/2024
  Tiaa-Cref Individual & Institutional Services, Llc
  San Francisco, CA
• 02/2024 → Present
  Farther Finance Advisors
  San Francisco, CA

Previous Registrations

• 2018-11-02 → 2024-03-14
  Tiaa-Cref Individual & Institutional Services, Llc
  San Francisco, CA
  San Francisco, CA
  Palo Alto, CA
• 2016-05-12 → 2017-07-31
  Assembly Wealth
  Mill Valley, CA
• 2011-11-29 → 2016-05-05
  Fisher Investments
  San Mateo, CA
  Plano, TX

Exams

• S63 Uniform Securities Agent State Law Examination
  2018-08-23
• S65 Uniform Investment Adviser Law Examination
  2011-11-28

Designations

• Certified Financial Planner

Other Names

• Kevin Peter Klopchic-Roche
• Kevin P Roche