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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-04-08 |
Branch Locations
5 Park Plz 19Th & 20Th Fls, Irvine, CA 92614 • United States
One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Costa Mesa | CA | 01/2012 | 08/2018 |
| Bank Of America, N.A. | Costa Mesa | CA | 04/2012 | 08/2018 |
| Jp Morgan Securities, Llc | Newport Beach | CA | 08/2018 | 11/2022 |
| Jp Morgan Chase Bank, N.A. | Newport Beach | CA | 08/2018 | 11/2022 |
| Wells Fargo Clearing Services | Los Angeles | CA | 11/2022 | 12/2025 |
| Wells Fargo Clearing Services | Irvine | CA | 03/2026 | Present |
MULTI UNIT RENTAL PROPERTY, INVT RELATED, LAKE ELSINORE, CA, 100% OWNERSHIP, START DATE 5/5/2016, 5 HRS PER MONTH, 0 HRS DURING TRADING, LANDLORD.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-03-02 |
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