Sarah A Pifer

Hightower Advisors, LLC

CRD 5279478

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Employer firm

Hightower Advisors, LLC CRD 145323

$199B regulatory AUM 500 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2025-10-21
NY	RA	APPROVED	2021-03-18

NC RA
APPROVED

Since 2025-10-21
NY RA
APPROVED

Since 2021-03-18

Branch Locations

Waxhaw, NC • United States

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fieldpoint Private Securities, Llc	Westport	CT	06/2012	04/2019
Hightower Advisors, Llc	Waxhaw	NC	04/2019	Present

06/2012 → 04/2019

Fieldpoint Private Securities, Llc

Westport, CT
04/2019 → Present

Hightower Advisors, Llc

Waxhaw, NC

Previous Registrations

2012-06-27 → 2019-05-03

Dominari Securities Llc

New York, NY

New York, NY

New York, NY
2009-03-04 → 2012-07-03

Barclays Capital Inc.

New York, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-03-03

S66 Uniform Combined State Law Examination

2009-03-03

Designations

Certified Financial Planner

Other Names

Sarah A Kechejian

View on SEC IAPD

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