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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2022-08-10
TX RA APPROVED_RES 2022-08-10
  • LA RA
    APPROVED
    Since 2022-08-10
  • TX RA
    APPROVED_RES
    Since 2022-08-10

Branch Locations

521 Veterans Memorial Blvd., Metairie, LA 70005 • United States

875 Harrison Avenue, New Orleans, LA 70124 • United States

5775 Read Blvd, New Orleans, LA 70127 • United States

3131 Paris Road, Chalmette, LA 70043 • United States

2421 St Claude Avenue, New Orleans, LA 70117 • United States

Metairie, LA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hancock Investment Services, Inc. Covington LA 09/2009 08/2022
Cetera Investment Services Llc St Cloud MN 08/2022 Present
Cetera Investment Advisers Llc New Orleans LA 08/2022 Present
Hancock Whitney Bank New Orleans LA 09/2009 Present
  • 09/2009 → 08/2022
    Hancock Investment Services, Inc.
    Covington, LA
  • 08/2022 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 08/2022 → Present
    New Orleans, LA
  • 09/2009 → Present
    Hancock Whitney Bank
    New Orleans, LA
Previous Registrations
  • 2007-10-30 → 2022-08-10
    New Orleans, LA
    New Orleans, LA
    New Orleans, LA
    Marrero, LA
    New Orleans, LA
    New Orleans, LA
    Harvey, LA
    Covington, LA
    Slidell, LA
    Metairie, LA
    New Orleans, LA
    Metairie, LA
    New Orleans, LA
    Chalmette, LA
    Mandeville, LA
    Chalmette, LA
    New Orleans, LA
    New Orleans, LA
    New Orleans, LA
Other Businesses

1. OWNER AND LANDLORD OF RENTAL PROPERTY

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-10-30
  • S66 Uniform Combined State Law Examination
    2007-10-30
Other Names
  • Marifrances Siverd
  • Marifrance Breaux

View on SEC IAPD

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