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Christopher Daniel Wiegand

Raymond James & Associates, Inc.

Highland, IL

St. Petersburg, FL

CRD 5279297

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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2018-12-07
  • IL RA
    APPROVED
    Since 2018-12-07

Branch Locations

Highland, IL • United States

880 Carillon Parkway, St. Petersburg, FL 33716 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus St Louis MO 01/2007 12/2018
Stifel Financial Corp St. Louis MO 01/2018 12/2018
Raymond James & Associates, Inc Highland IL 12/2018 Present
Raymond James Financial Services, Inc Highland IL 12/2018 Present
  • 01/2007 → 12/2018
    Stifel Nicolaus
    St Louis, MO
  • 01/2018 → 12/2018
    Stifel Financial Corp
    St. Louis, MO
  • 12/2018 → Present
    Highland, IL
  • 12/2018 → Present
    Raymond James Financial Services, Inc
    Highland, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-01-31
  • S66 Uniform Combined State Law Examination
    2009-01-31
Other Names
  • Christopher Daniel Wiegand
  • Christopher Wiegand

View on SEC IAPD

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