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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-05-05
OR RA APPROVED 2021-07-26
  • TX RA
    APPROVED_RES
    Since 2022-05-05
  • OR RA
    APPROVED
    Since 2021-07-26

Branch Locations

10121 Se Sunnyside Rd, Ste 320, Clackamas, OR 97015 • United States

10121 Se Sunnyside Rd Ste 320, Clackamas, OR 97015 • United States

555 Se Martin Luther King Blvd Suite 3071, Portland, OR 97214 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Allianz Life Of North America Portland OR 02/2014 03/2017
Pensionmark Securities, Llc Honolulu HI 09/2017 11/2017
Unemployment Portland OR 03/2017 09/2017
Raymond James Financial Services, Inc Portland OR 12/2017 07/2021
Onpoint Community Credit Union Portland OR 12/2017 07/2021
Raymond James Fianncial Services Advisor, Inc Portland OR 12/2017 07/2021
Warren Prototype, Llc. Portland OR 06/2018 12/2018
Lpl Financial Llc Clackamas OR 07/2021 Present
  • 02/2014 → 03/2017
    Allianz Life Of North America
    Portland, OR
  • 09/2017 → 11/2017
    Pensionmark Securities, Llc
    Honolulu, HI
  • 03/2017 → 09/2017
    Unemployment
    Portland, OR
  • 12/2017 → 07/2021
    Raymond James Financial Services, Inc
    Portland, OR
  • 12/2017 → 07/2021
    Onpoint Community Credit Union
    Portland, OR
  • 12/2017 → 07/2021
    Raymond James Fianncial Services Advisor, Inc
    Portland, OR
  • 06/2018 → 12/2018
    Warren Prototype, Llc.
    Portland, OR
  • 07/2021 → Present
    Clackamas, OR
Previous Registrations
Other Businesses

1)07/01/2021 - BYRD FINANCIAL GROUP - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 07/2021 2)07/01/2021 - Owner, Real Estate - Inv Rel - Portland, OR - Start: 06/2018 - 2 Hr/Mth 3)11/30/2021 - Ibera Family Properties, LLC - Not Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Start Date: 2/1/2022 - 1 Hours Per Month/0 Hours During Securities Trading. 4) 12/30/2021 - Manao Wealth Strategies, LLC - Not Investment Related - At Reported Business Location(s) - Start Date: 01/03/2022 - 40 Hours Per Month/20 Hours During Securities Trading. 5) 02/16/2022- No Business Name- Not Investment Related - At Reported Business Location(s )- Other - Notary - Start Date - 02/01/2022 - 3 Hours Per Month/3 Hours During Securities Trading. 6) 08/09/2022- Manao Wealth Strategies, LLC-Investment Related- At Reported Business Location(s) - DBA for LPL Business (entity for LPL business)- Start Date- 08/15/2022- 200 Hours Per Month/ 130 Hours During Securities Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-08-07
S63 Uniform Securities Agent State Law Examination 2000-03-13
  • S66 Uniform Combined State Law Examination
    2017-08-07
  • S63 Uniform Securities Agent State Law Examination
    2000-03-13
Other Names
  • Leslie Kristine Warren
  • Leslie Kristine Quinn

View on SEC IAPD

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