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400 Broadway, Cincinnati, OH 45202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2026-06-17 |
| FL | RA | APPROVED | 2025-11-19 |
| OH | RA | APPROVED | 2018-09-07 |
Branch Locations
6100 Oak Tree Blvd Suite 390, Independence, OH 44131 • United States
303 Broadway Suite 1100, Cincinnati, OH 45202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2025-12-18 |
Branch Locations
6100 Oak Tree Blvd Ste 390, Independence, OH 44131 • United States
303 Broadway Suite 1100, Cincinnati, OH 45202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| W&S Brokerage Service | Cincinnati | OH | 01/2007 | Present |
| Western Southern Life | Ashtabula | OH | 10/2006 | Present |
WESTERN SOUTHERN LIFE-NO-CLEVELAND, OH- FULL TIME SALES AGENT///RENTAL PROPERTY- LAKEWOOD-RENTAL- OWNER/LANDLORD- RENT/// James Hynd 187 LLC, Rocky River OH, Owner, 09/2018, Personal Development Speaking Engagements; Speaking Fee, Not securities related///W&S ADVISORY SERVICES, LLC; 6100 OAK TREE BLVD STE 390 INDEPENDENCE OH 44131; FINANCIAL PLANNING SERVICES; START DATE 12/2025; FULL-TIME FINANCIAL PLANNER
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2010-11-09 |
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