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Schwab Wealth Advisory, Inc. CRD 159035
168,774 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-11-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Lone Tree | CO | 01/2007 | Present |
| Charles Schwab Bank | Lone Tree | CO | 01/2010 | 07/2019 |
| Schwab Wealth Advisory Inc | Lone Tree | CO | 11/2025 | Present |
1) Cochenille Computer Knit Products Inc | Investment Related:No|PO Box 235604|Encinitas|CA|92024|USA|Other|Slient Owner, CFO|6/24/2021|Less than 20|0|My mother is owner and only employee of business. I have no involvment in the operations of thecompany. The only thing I do is an annual call so she can update my on how her business is doing. I recieve no compensation. The reason I am listed is an owner and CFO is that if she ever sells the company, I am entitled to a portion of the proceeds. My brother is the other owner and my Mom has full control and more than 50% ownership.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-10-07 |
| S63 | Uniform Securities Agent State Law Examination | 2007-07-27 |
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