Christopher Nmn Fleurat

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2024-06-20
AL	RA	APPROVED	2024-06-14
CO	RA	APPROVED	2024-06-14

TX RA
APPROVED_RES

Since 2024-06-20
AL RA
APPROVED

Since 2024-06-14
CO RA
APPROVED

Since 2024-06-14

Branch Locations

Golden, CO • United States

3535 Grandview Parkway Suite 500, Birmingham, AL 35243 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Trustpilot	Denver	CO	06/2016	10/2016
Liberty Mututal	Dover	NH	10/2016	05/2018
Cetera Investment Servces Llc	St. Cloud	MN	06/2017	05/2018
Investacorp	Miami	FL	10/2018	07/2020
Highland Capital	Birmingham	AL	10/2018	Present
Investacorp Advisory Services	Miami	FL	10/2018	07/2020
Unemployed	Denver	CO	06/2018	09/2018
Securities America, Inc.	Birmingham	AL	07/2020	06/2024
Securities America Advisors, Inc.	Golden	CO	07/2020	06/2024
Osaic Wealth, Inc.	Golden	CO	06/2024	Present

06/2016 → 10/2016

Trustpilot

Denver, CO
10/2016 → 05/2018

Liberty Mututal

Dover, NH
06/2017 → 05/2018

Cetera Investment Servces Llc

St. Cloud, MN
10/2018 → 07/2020

Investacorp

Miami, FL
10/2018 → Present

Highland Capital

Birmingham, AL
10/2018 → 07/2020

Investacorp Advisory Services

Miami, FL
06/2018 → 09/2018

Unemployed

Denver, CO
07/2020 → 06/2024

Securities America, Inc.

Birmingham, AL
07/2020 → 06/2024

Securities America Advisors, Inc.

Golden, CO
06/2024 → Present

Osaic Wealth, Inc.

Golden, CO

Previous Registrations

2020-07-17 → 2024-06-14

Securities America Advisors, Inc.

Golden, CO
2018-10-11 → 2020-07-17

Investacorp Advisory Services Inc

Birmingham, AL
2017-06-21 → 2018-05-25

Cetera Investment Advisers Llc

Denver, CO
2016-03-04 → 2016-05-02

Mm Ascend Life Investor Services, Llc

Denver, CO

Cincinnati, OH

Cincinnati, OH
2013-02-18 → 2013-08-05

Curian Capital, Llc

Denver, CO

Other Businesses

HIGHLAND CAPITAL POSITION: wholesaler NATURE: wholesale fixed life annuities INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 0 START DATE: 07/07/2020 ADDRESS: 3535 Grandview Pkwy, #600, Birmingham AL 35243, United States DESCRIPTION: wholesale fixed index and fixed annuities SECURITIES AMERICA ADVISORS POSITION: advisor NATURE: Securities America Advisors INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 07/07/2020 ADDRESS: 3535 Grandview Pkwy, #600, Birmingham AL 35243, United States DESCRIPTION: Advisor registered withSecurities America Advisors FLEURAT WEALTH POSITION: advisor NATURE: Securities America Advisors INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 07/07/2020 ADDRESS: 2801 Younfield St #300, Denver CO 80401, United States DESCRIPTION: Advisor registered with Osaic Wealth, DBA as Fleurat Wealth. FLEURAT WEALTH POSITION: advisor NATURE: Securities America Advisors INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 07/07/2020 ADDRESS: 2801 Younfield St #300, Denver CO 80401, United States DESCRIPTION: Advisor registered with Osaic Wealth, DBA as Fleurat Wealth.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2013-02-15
S63	Uniform Securities Agent State Law Examination	2007-08-20

S65 Uniform Investment Adviser Law Examination

2013-02-15
S63 Uniform Securities Agent State Law Examination

2007-08-20

Other Names

Christopher Flevrat
Christopher Fleurat

View on SEC IAPD