Michael Steven Grodsky

Current Employers

Aquarius Financial

Santa Fe, NM • United States

Current Registrations

Authority	Category	Status	Date
NM	RA	APPROVED	2026-03-13

NM RA
APPROVED

Since 2026-03-13

Branch Locations

Santa Fe, NM • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Aquarius Financial	Santa Fe	NM	04/2011	Present

04/2011 → Present

Aquarius Financial

Santa Fe, NM

Previous Registrations

2007-11-20 → 2011-03-29

Independent Financial Group, Llc

Westlake Village, CA

San Diego, CA

San Diego, CA

Woodland Hills, CA
2007-06-18 → 2007-11-20

Osaic Services, Inc.

Woodland Hills, CA

Other Businesses

1. AQUARIUS INSURANCE SERVICES. NOT INVESTMENT-RELATED. SAME ADDRESS AS AQUARIUS FINANCIAL. INDEPENDENT INSURANCE BROKER WITH LIFE & HEALTH LICENSING. SOLE PROPRIETOR. START DATE 01/2007. APPROXIMATELY 75% OF WORKING HOURS (15/week) ARE DEVOTED TO THIS BUSINESS. 2. KALEIDOSPACE, LLC. NOT INVESTMENT-RELATED. PO BOX 5458, SANTA MONICA, CA 90409. I AM 3% LIMITED PARTNER. NOT ACTIVELY INVOLVED IN MANAGEMENT OF THIS BUSINESS. KALEIDOSPACE PROMOTES THE WORK OF INDEPENDENT MUSICIANS, ARTISTS, GAME DEVELOPERS. NO HOURS DEVOTED TO THIS BUSINESS. NO DUTIES. START DATE: 1996.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-06-11

S66 Uniform Combined State Law Examination

2007-06-11

Other Names

Michael Steven Grodsky

View on SEC IAPD