Inactive

Martin Xavier Shields

Bouchey Financial Group Ltd

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Current Employers

Bouchey Financial Group Ltd

1819 Fifth Avenue, Troy, NY 12180-3302 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-07-27

NY RA
APPROVED

Since 2021-07-27

Branch Locations

1819 Fifth Avenue, Troy, NY 12180-3302 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Bouchey Financial Group, Ltd	Saratoga	NY	07/2012	Present

07/2012 → Present

Bouchey Financial Group, Ltd

Saratoga, NY

Previous Registrations

2012-10-23 → 2017-12-31

Bouchey Financial Group Ltd

Troy, NY
2009-07-17 → 2011-07-18

West Financial Services, Inc.

Mclean, VA
2009-02-03 → 2010-01-28

Burns Matteson Capital Management, Llc

Corning, NY
2007-01-17 → 2009-03-18

Agili, P.C.

Richmond, VA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2005-04-06

S65 Uniform Investment Adviser Law Examination

2005-04-06

Designations

Other Names

Martin Shields
Marty Shields

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

LPL FINANCIAL LLC

CETERA INVESTMENT ADVISERS LLC

FAGAN ASSOCIATES INC

FORUM FINANCIAL MANAGEMENT, LP

CITIZENS SECURITIES, INC.

COMMONWEALTH FINANCIAL NETWORK

Other Investors

DAVID WARNER CLARKE

Scott Patrick Strohecker

STEVEN BERNARD BOUCHEY

Harmony Dionne Wagner

Catherine Elizabeth Buck

JOHN SAMUEL MILLET

VINCENZO GIOVANNI TESTA

Nicholas Marinelli

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · TROY, NY

LPL FINANCIAL LLC · TROY, NY

EDWARD JONES · TROY, NY

CETERA INVESTMENT ADVISERS LLC · TROY, NY

LPL FINANCIAL LLC · TROY, NY

FAGAN ASSOCIATES INC · TROY, NY

FORUM FINANCIAL MANAGEMENT, LP · Cohoes, NY

CITIZENS SECURITIES, INC. · WYNANTSKILL, NY

More in Troy, NY

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