Anne Caroline Sapienza

Current Employers

Employment History

• 03/2009 → Present
  Iag Wealth Partners, Llc (Formerly:INvestors Advisory Group Inc)
  Waukesha, WI
• 03/2009 → Present
  Lpl Financial Llc
  Waukesha, WI

Other Businesses

1. 06/07/2016 * Shorehaven * Non-Profit Board Member * not inv rel * Board of Directors Member for Shorehaven (not for profit CCRC) 14 Members Majority vote required I am not the founder nor do I provide any investment advice to the board. I excuse myself from any discussions that would pose a conflict of interest yet that has not been the case. I had previously served as a committee member and had disclosed my OBA at that time. Elizabeth Mueller became my client through a referral and not through my work at Shorehaven. * start 01/01/15 * 4 hrs/mo; 1 hr during secs trdg hrs. 2. 5/23/2018 - IAG Wealth Partners, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Start Date: 05/22/2018 - 200 Hours Per Month/175 Hours During Securities Trading - I provide investment advisory services through IAG Wealth Partners, LLC, an independent investment advisor firm. I started this business activity on 5/23/2018. I expect to spend approximately 200 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 6/6/2018 - IAG Wealth Partners, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 05/22/2018 - 200 Hours Per Month/175 Hours During Securities Trading.

Exams

• S66 Uniform Combined State Law Examination
  2009-01-30

Other Names

• Anne Caroline Sapienza
• Anne Wolff
• Anne Caroline Wolff
• Anne Caroline Fahser