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Reid Louis Whitehurst

Wells Fargo Clearing Services, LLC

Charlotte, NC

Charlotte, NC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-06-25
NC RA APPROVED 2007-07-13
  • TX RA
    APPROVED_RES
    Since 2020-06-25
  • NC RA
    APPROVED
    Since 2007-07-13

Branch Locations

550 S Tryon St 44Th & 45Th Fls, Charlotte, NC 28202 • United States

200 S Sharon Amity Rd, Charlotte, NC 28211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wachovia Bank, N.A. Charlotte NC 01/2007 Present
Wells Fargo Advisors Llc Charlotte NC 05/2009 11/2016
Wells Fargo Clearing Services, Llc Charlotte NC 11/2016 Present
  • 01/2007 → Present
    Wachovia Bank, N.A.
    Charlotte, NC
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Charlotte, NC
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Charlotte, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-07-12
S63 Uniform Securities Agent State Law Examination 2007-03-23
  • S65 Uniform Investment Adviser Law Examination
    2007-07-12
  • S63 Uniform Securities Agent State Law Examination
    2007-03-23
Other Names
  • Reid Whitehurst
  • Lou Whitehurst
  • Reid Louis Whitehurst

View on SEC IAPD

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FIRST TRYON ADVISORS · CHARLOTTE, NC
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MAI CAPITAL MANAGEMENT, LLC · Charlotte, NC
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ARKADIOS WEALTH ADVISORS · Charlotte, NC
MODERA WEALTH MANAGEMENT, LLC · CHARLOTTE, NC
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