Richard Raul Lepore

Employer firm

Gwn Securities Inc. CRD 128929

$4.75B regulatory AUM 54 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2015 → 10/2017
  Mml Investors Services Llc
  Springfield, MA
• 11/2014 → 10/2017
  Massmutual Life Insurance Co
  Coral Gables, FL
• 10/2017 → Present
  Minnesota Life
  St. Paul, MN
• 10/2017 → Present
  Evershore Financial Group
  Palm Beach Gardens, FL
• 10/2017 → Present
  Securian Financial Services Inc.
  St. Paul, MN

Previous Registrations

• 2017-11-08 → 2021-05-03
  Securian Financial Services, Inc.
  Palm Beach Gardens, FL
  Palm Beach Gardens, FL
  Boca Raton, FL
• 2015-04-16 → 2017-10-16
  Mml Investors Services, Llc
  Palm Beach Gardens, FL
  Coral Gables, FL
• 2013-08-14 → 2015-01-08
  Signator Investors, Inc.
  Boca Raton, FL
  Boynton Beach, FL
  Coconut Grove, FL

Other Businesses

EVERSHORE FIXED INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 10/01/2017 ADDRESS: , Palm Beach Gardens FL , United States DESCRIPTION: Agent/Broker LIFE, HEALTH AND ANNUITY INSURANCE POSITION: Insurance agent NATURE: Life insurance sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 10/01/2017 ADDRESS: 6781 Las Colinas Lane, Lake Worth FL 33463, United States DESCRIPTION: Fact finding, Reviewing products, Researching insurance companies, continuing education ABMM FINANCIAL, Is Investment Related, DBA, Financial Professional, 2021-04-03,160 hours per month, 160 hours per month during trading hours, Commission Compensation, Securities DBA used in conjunction with Investment and Advisory Sales.

Exams

• S66 Uniform Combined State Law Examination
  2013-07-17

Other Names

• Richard R Lepore
• Richard Lepore