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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-01-04
LA RA APPROVED 2016-08-22
  • TX RA
    APPROVED_RES
    Since 2022-01-04
  • LA RA
    APPROVED
    Since 2016-08-22

Branch Locations

664 Corporate Dr, Houma, LA 70360-2464 • United States

Houma, LA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Houma LA 01/2007 03/2020
Ameriprise Financial Services, Llc Houma LA 03/2020 Present
Other Businesses

Independent Insurance Brokering; Principal Financial Group; 05/20/2024; Group. Business Ownership; 5 Stone Properties LLC; Member; Real Estate management; 664 Corporate Dr, , Houma, LA, 70360; Not Investment-Related; 07/14/2022; 1 to 9 hours per month; 1 to 9 during trading hours / 5 Stone Holdings LLC; Member; Operations Management; 664 Corporate Dr, , Houma, LA, 70360; Not Investment-Related; 09/21/2022; 1 to 9 hours per month; 1 to 9 during trading hours. Other Business Activities; Leadership Terrebonne; This is a program in my community of Terrebonne Parish, and the objective is to assist in the development of our community by providing participants from diverse backgrounds with an understanding of the problems, opportunities and issues facing the community. It will also foster the development of leadership skills and techniques in an environment that encourages the establishment of new relationships and communication networks between the participants.; OP Box 506 , , Houma, LA, 70361; Not Investment-Related; 01/01/2026; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-06-18
  • S66 Uniform Combined State Law Examination
    2016-06-18
Other Names
  • April Mcdonald
  • April Ann Mcdonald

View on SEC IAPD

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