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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-01-04 |
| LA | RA | APPROVED | 2016-08-22 |
Branch Locations
664 Corporate Dr, Houma, LA 70360-2464 • United States
Houma, LA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Houma | LA | 01/2007 | 03/2020 |
| Ameriprise Financial Services, Llc | Houma | LA | 03/2020 | Present |
Independent Insurance Brokering; Principal Financial Group; 05/20/2024; Group. Business Ownership; 5 Stone Properties LLC; Member; Real Estate management; 664 Corporate Dr, , Houma, LA, 70360; Not Investment-Related; 07/14/2022; 1 to 9 hours per month; 1 to 9 during trading hours / 5 Stone Holdings LLC; Member; Operations Management; 664 Corporate Dr, , Houma, LA, 70360; Not Investment-Related; 09/21/2022; 1 to 9 hours per month; 1 to 9 during trading hours. Other Business Activities; Leadership Terrebonne; This is a program in my community of Terrebonne Parish, and the objective is to assist in the development of our community by providing participants from diverse backgrounds with an understanding of the problems, opportunities and issues facing the community. It will also foster the development of leadership skills and techniques in an environment that encourages the establishment of new relationships and communication networks between the participants.; OP Box 506 , , Houma, LA, 70361; Not Investment-Related; 01/01/2026; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-06-18 |
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