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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2010-06-25 |
| TX | RA | APPROVED_RES | 2007-12-10 |
Branch Locations
475 Rolling Ridge Dr, State College, PA 16801 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | State College | PA | 01/2000 | Present |
| Bank Of America,N.A. | State College | PA | 06/2011 | Present |
I"1049258", Name of OBA: Rental Property 1, Address: Cottonwood, Arizona, Investment Related: N, Position, Title: Sole owner, Employee Start Date: 12/1/2022, No Hours: 6, Yearly No Hours: during trading: 0 Duties: N/A I*1515311 For profit or not for profit: Name of outside business organization: Rental Property 2 Investment related: N Address of business: PA Furnace, Pennsylvania, 16865, United States Nature of business: Position, title, association: Co-owner with other family members, Start date of relationship: 10/3/2023 Number of hours devoted: 1 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: ,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-05-04 |
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