Douglas Jon Lode

Current Employers

Employment History

• 09/2009 → 10/2017
  Lawing Financial Inc.
  Overland Park, KS
• 07/2010 → 04/2018
  Cambridge Investment Research, Inc
  Fairfield, IA
• 07/2017 → Present
  Prime Capital Investment Advisors, Llc
  Overland Park, KS
• 04/2018 → 12/2024
  Private Client Services
  Overland Park, KS

Previous Registrations

• 2009-09-29 → 2017-10-13
  Lawing Financial Inc
  Overland Park, KS
  Overland Park, KS
• 2007-03-05 → 2009-09-17
  Principal Securities, Inc.
  Overland Park, KS
  Overland Park, KS

Other Businesses

1) PCRM, LLC DOING BUSINESS AS PRIME CAPITAL RISK MANAGEMENT, INVESTMENT RELATED, 6201 COLLEGE BLVD - SUITE #150, OVERLAND PARK KS 66211, FIXED INSURANCE PRODUCTS, INSURANCE AGENT, 10 HRS / MONTH, 10 HOURS /MONTH DURING TRADING, SALE AND SERVICE OF FIXED INSURANCE PRODUCTS, INCLUDING THROUGH NON-AFFILIATED INSURANCE MARKETING ORGANIZATIONS (IMOs) 2) CHHSZ HOLDINGS, LLC, INVESTMENT RELATED, 6201 COLLEGE BLVD STE#150 OVERLAND PARK KS 66211, PARTNER, CHHSZ HOLDINGS LLC IS A LIMITED LIABILITY COMPANY ""LLC"" FORMED IN OCTOBER 2019 UNDER THE LAWS OF THE STATE OF DELAWARE. CHHSZ HOLDINGS LLC IS THE SOLE OWNER OF PRIME CAPITAL INVESTMENT ADVISORS, LLC (PCIA), A REGISTERED INVESTMENT ADVISOR. MEMBER PROVIDES ADVISORYSERVICES AS AN IRA OF PCIA, <1 HR /MONTH, <1 HR / MONTH DURING TRADING

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-03-02
• S63 Uniform Securities Agent State Law Examination
  2000-09-19