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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-10-20 |
Branch Locations
2100 West Loop South Suite 675, Houston, TX 77027 • United States
Houston, TX • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, N.A. | Houston | TX | 01/2016 | 05/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Houston | TX | 01/2016 | 05/2021 |
| Ameriprise Financial Services, Llc | Houston | TX | 05/2021 | 09/2023 |
| Ameriprise Financial Services, Llc | Houston | TX | 10/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-05-07 |
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