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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2018-03-06 |
Branch Locations
50 South Main Street, Mansfield, PA 16933 • United States
100 East Main Street, Westfield, PA 16950 • United States
33 Main Street, Bradford, PA 16701 • United States
950 E Main Street, Bradford, PA 16701 • United States
61 Main Street, Wellsboro, PA 16901 • United States
302 N East St, Couderspport, PA 16915 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Commonwealth Insurance Agency | St. Marys | PA | 06/2009 | 02/2018 |
| Infinex Investments, Inc. | Meriden | CT | 01/2016 | 02/2018 |
| Lpl Financial Llc | Bradford | PA | 03/2018 | Present |
1. 2/11/2020 - Northwest Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 2/1/2020 - 160 Hours Per Month/160 Hours During Securities Trading. 2. 5/12/2021 - Northwest Bank - Not Investment Related - At Reported Business Location(s) - Financial Institution Duty - Started 5/11/2021 - 5 Hours Per Month - Referring to bank partners as part of duty.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-02-20 |
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