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6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2025-04-02 |
Branch Locations
2600 Grand Blvd., Suite 900, Kansas City, MO 64108 • United States
6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisors | Denver | CO | 08/2013 | 09/2017 |
| Thrivent Investment Management Inc | Joplin | MO | 09/2017 | 12/2018 |
| Thrivent Financial | Appleton | WI | 09/2017 | 11/2017 |
| Thrivent Financial | Appleton | WI | 11/2017 | 12/2018 |
| Commercial Bank | Parsons | KS | 01/2019 | 03/2025 |
| Lpl Financial Llc | Parsons | KS | 01/2019 | 03/2024 |
| Planmember Securities Corporation | Carpinteria | CA | 03/2025 | Present |
| Forrest T. Jones & Co., Inc. Dba Ftj Retirement Advisors | Kansas City | MO | 03/2025 | Present |
| Fidelity Security Life Insurance Co. | Kansas City | MO | 03/2025 | Present |
1) Forrest T. Jones & Co., Inc. dba FTJ Retirement Advisors-2600 Grand Blvd., Suite 900, Kansas City, MO 64108; Investment related; Provide assistance to clients with their financial and retirement planning through the use of diversified investment products; Advisor; Start date 3/2025; 80 hrs/mnth & during trading. 2) Fidelity Security Life Insurance Co.,-2600 Grand Blvd., Suite 900, Kansas City, MO 64108; Noninvestment related; Insurance product (fixed annuities) sales & svcs; Insurance Agent; Start date 3/2025; 80 hrs/mnth; 2 hrs/mnth during trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-07-23 |
| S63 | Uniform Securities Agent State Law Examination | 2007-06-21 |
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