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Current Employers
Planmember Securities Corporation

6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2025-04-02
  • MO RA
    APPROVED
    Since 2025-04-02

Branch Locations

2600 Grand Blvd., Suite 900, Kansas City, MO 64108 • United States

6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Advisors Denver CO 08/2013 09/2017
Thrivent Investment Management Inc Joplin MO 09/2017 12/2018
Thrivent Financial Appleton WI 09/2017 11/2017
Thrivent Financial Appleton WI 11/2017 12/2018
Commercial Bank Parsons KS 01/2019 03/2025
Lpl Financial Llc Parsons KS 01/2019 03/2024
Planmember Securities Corporation Carpinteria CA 03/2025 Present
Forrest T. Jones & Co., Inc. Dba Ftj Retirement Advisors Kansas City MO 03/2025 Present
Fidelity Security Life Insurance Co. Kansas City MO 03/2025 Present
  • 08/2013 → 09/2017
    Cetera Advisors
    Denver, CO
  • 09/2017 → 12/2018
    Joplin, MO
  • 09/2017 → 11/2017
    Thrivent Financial
    Appleton, WI
  • 11/2017 → 12/2018
    Thrivent Financial
    Appleton, WI
  • 01/2019 → 03/2025
    Commercial Bank
    Parsons, KS
  • 01/2019 → 03/2024
    Parsons, KS
  • 03/2025 → Present
    Carpinteria, CA
  • 03/2025 → Present
    Forrest T. Jones & Co., Inc. Dba Ftj Retirement Advisors
    Kansas City, MO
  • 03/2025 → Present
    Fidelity Security Life Insurance Co.
    Kansas City, MO
Previous Registrations
  • 2019-01-31 → 2024-04-15
    Parsons, KS
  • 2017-09-08 → 2019-01-08
    Joplin, MO
    Overland Park, KS
  • 2013-08-09 → 2017-09-08
    Cetera Advisors Llc
    Overland Park, KS
    Joplin, MO
  • 2010-03-05 → 2013-08-12
    Commerce Brokerage Services, Inc.
    Pittsburg, KS
    St. Louis, MO
    Joplin, MO
Other Businesses

1) Forrest T. Jones & Co., Inc. dba FTJ Retirement Advisors-2600 Grand Blvd., Suite 900, Kansas City, MO 64108; Investment related; Provide assistance to clients with their financial and retirement planning through the use of diversified investment products; Advisor; Start date 3/2025; 80 hrs/mnth & during trading. 2) Fidelity Security Life Insurance Co.,-2600 Grand Blvd., Suite 900, Kansas City, MO 64108; Noninvestment related; Insurance product (fixed annuities) sales & svcs; Insurance Agent; Start date 3/2025; 80 hrs/mnth; 2 hrs/mnth during trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-07-23
S63 Uniform Securities Agent State Law Examination 2007-06-21
  • S65 Uniform Investment Adviser Law Examination
    2008-07-23
  • S63 Uniform Securities Agent State Law Examination
    2007-06-21
Other Names
  • Toby Marshall Johnston
  • Toby M Johnston
  • Toby Johnston

View on SEC IAPD

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